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Financial Services

banking
& fintech

Purpose-built GRC for financial institutions navigating complex regulatory landscapes. From OCC and FDIC examinations to Federal Reserve oversight, Uno delivers examination-ready compliance with autonomous AI agents that understand banking regulation.

40xFaster Exam Prep
85%Risk Accuracy
100+Frameworks
OCCFDICFederal ReserveFFIECSOXBSA/AMLGLBAPCI DSSNYDFSTPRMSOC 2ISO 27001 OCCFDICFederal ReserveFFIECSOXBSA/AMLGLBAPCI DSSNYDFSTPRMSOC 2ISO 27001
Capabilities

examination
readiness

From regulatory examination preparation to third-party risk management, Uno automates the most complex compliance workflows in financial services.

01 Regulatory Examination Readiness Prepare for OCC, FDIC, and Federal Reserve examinations with AI agents that autonomously map your controls to examiner expectations and surface gaps before they do. Core
02 Third-Party Risk Management Autonomous vendor assessment and concentration risk analysis aligned with OCC Bulletin 2013-29 and FFIEC guidance. Continuously monitor your vendor ecosystem. TPRM
03 Concentration Risk Analysis Identify and quantify concentration risks across your vendor portfolio, geographic exposure, and product lines with real-time AI-powered analysis. Risk
04 Multi-Framework Compliance Manage SOX, BSA/AML, GLBA, PCI DSS, NYDFS, and dozens more frameworks in a unified control environment with automatic cross-mapping and evidence reuse. Compliance
05 Continuous Controls Monitoring Real-time monitoring of IT general controls, application controls, and business process controls with automated evidence collection and anomaly detection. Controls
Exam Prep Time 85% Reduction in examination preparation time with autonomous evidence gathering and gap analysis.
Control Coverage 100% Cross-mapped controls across all applicable banking and fintech regulatory frameworks.
Vendor Assessments 40x Faster third-party risk assessments with autonomous AI agents doing the heavy lifting.
Findings Reduction 90% Fewer examination findings through proactive gap identification and remediation tracking.
01

No More Chasing Data

Let AI do the work for you. Collecting, analyzing, and organizing risk and compliance data from across your systems, documents, and teams -- so you can focus on making decisions, not gathering information.

02

One Risk. Multiple Lenses.

One source of truth. Identifying each risk, analyzing it across departments and consolidating insights into a unified view that everyone can trust.

03

Measure with Precision, Act with Confidence

Turn uncertainty into clarity with AI-powered risk quantification that aligns with your business goals and regulatory requirements.

04

From Chaos to Control, in Real Time

Manage complexity with a unified platform that continuously maps, monitors, and mitigates risks across your financial institution.

Frameworks Supported

built for
banking regulation

Federal Regulators OCC Handbooks FDIC Guidelines Federal Reserve SR Letters FFIEC IT Examination NYDFS 23 NYCRR 500
Industry Standards SOX / SOC 2 PCI DSS 4.0 ISO 27001:2022 NIST CSF 2.0 CIS Controls v8
Compliance BSA / AML GLBA / Reg P UDAAP / Reg E CCPA / GDPR OFAC Sanctions
Ready to transform your GRC program?

get the
uno advantage

SOC 2 Type II Attested ISO 27001 : 2022 Live in 2 weeks No lock-in