Sarbanes-Oxley compliance shouldn't consume your team for months every year. Uno automates ICFR documentation, control testing, deficiency tracking, and management assessments -- so your SOX program runs itself.
SOX compliance spans multiple sections with distinct requirements. Section 302 demands CEO/CFO certification of financial reports. Section 404 requires management assessment and auditor attestation of internal controls over financial reporting. Section 906 imposes criminal penalties for false certifications. Uno covers every section with automated workflows, evidence collection, and continuous monitoring -- ensuring your certifications are backed by demonstrable control effectiveness.
From scoping through remediation, Uno's AI agents handle the end-to-end SOX compliance lifecycle -- eliminating manual bottlenecks, reducing auditor friction, and keeping your program on schedule year-round.
Automate process walkthroughs with AI that maps transaction flows, identifies control points, and generates walkthrough documentation. Eliminate the manual effort of interviewing process owners and drawing flowcharts.
Evaluate whether controls are properly designed to address financial reporting risks. AI analyzes control descriptions against risk assertions to identify design gaps before they become audit findings.
Automated operating effectiveness testing with intelligent sample selection, evidence evaluation, and exception identification. Continuous monitoring replaces point-in-time testing for real-time control assurance.
Track every deficiency from identification through remediation with automated workflows, owner assignments, deadline management, and re-testing. Full audit trail of every action taken to address control gaps.
Uno maps SOX requirements to industry frameworks and auditing standards, ensuring your program meets both regulatory requirements and auditor expectations.
Our SOX program used to consume six months of effort every year. With Uno, we've compressed that to eight weeks. Deficiencies are caught early, documentation stays current, and our auditors actually look forward to working with us now.